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AUS-USA LEGAL
SEC Adopts New Form 10-Q
The SEC has adopted a new Form 10-Q. The new Form adds a clause (c) to Part II, Item 5 (Other Information), which requires registrants to...
michaelarbogast1
Apr 12, 20231 min read
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SEC Posts New Form 10K
The SEC posted a new Form 10-K in reaction to the recently effective final rule on Listing Standards for Erroneously Awarded...
michaelarbogast1
Feb 15, 20231 min read
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SEC's New Rule on Insider Trading Arrangements Will Necessitate Changes
The final rule, published on December 29, 2022, becomes effective February 27, 2022 and will impact most securities issuers by: narrowing...
michaelarbogast1
Jan 5, 20231 min read
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SEC Updates Form 10-K
The raucous team at the SEC rang in the New Year in the only way you'd expect them to: by publishing an updated Form-10K with minimal...
michaelarbogast1
Jan 3, 20231 min read
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