The SEC continues its enforcement over recordkeeping violations announcing February 9, 2024 its settlement with 16 more financial firms...

The September 20, 2023 FOMC Statement only changes the July 26, 2023 FOMC Statement to the extent necessary as a matter of grammar. This...

As shown in the attached, marked version of the June 24 FOMC statement, the Fed clearly indicates a "wait-and-see" approach to see if its...

The Fed raised the target range for the federal funds rate another 25bps earlier today but signaled that it may have come to the end of...

The SEC has adopted a new Form 10-Q. The new Form adds a clause (c) to Part II, Item 5 (Other Information), which requires registrants to...

The Fed raised the target range for the federal funds rate 25 basis points today to 4.75% to 5.00%. More interesting to me is its related...

The SEC posted a new Form 10-K in reaction to the recently effective final rule on Listing Standards for Erroneously Awarded...

The Federal Reserve is incredibly careful in how it crafts its statements on monetary policy. Every word matters. Knowing this, we can...

The final rule, published on December 29, 2022, becomes effective February 27, 2022 and will impact most securities issuers by: narrowing...

The raucous team at the SEC rang in the New Year in the only way you'd expect them to: by publishing an updated Form-10K with minimal...

As of January 1, 2023, the FHFA will increase the CFI asset cap to $1,417,000,000, which reflects a 7.1 percent increase in the...